Tamara L. Hartman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Lynn Hartman, who also goes by Tamara L Hartman, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 2000. Tamara had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2011 - December 18, 2012
CERTUSSECURITIES, INC.
August 3, 2004 - November 4, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
April 22, 2004 - April 30, 2004
BANC ONE SECURITIES CORPORATION
April 21, 2004 - July 23, 2004
BANC ONE SECURITIES CORPORATION
October 10, 2001 - April 12, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 1, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
