Michael E. Rosendahl
Professional summary
Michael Edward Rosendahl is a registered financial professional currently at PCE INVESTMENT BANKERS, INC. located in Ridgewood, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Rosendahl's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2008 - Present
PCE INVESTMENT BANKERS, INC.
Office #1: 141 Dayton Street Suite 204, Ridgewood, NJ 07450April 30, 2004 - July 20, 2004
KING FINANCIAL SERVICES, INC.
August 1, 2000 - May 20, 2002
INSTINET, LLC
October 19, 1999 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PCE INVESTMENT BANKERS, INC.
CRD#: 45352 / SEC#: , 8-51030
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PCE HOLDINGS, INC. | SHAREHOLDER | |
| POOLE, MICHAEL WILLIAM | CCO/PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL/ | 2794464 |
Red Flags
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