Gregory J. Viscomi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory John Viscomi, who also goes by Gregory J VIscomi, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2008. Gregory had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2016 - April 30, 2018
PURSHE KAPLAN STERLING INVESTMENTS
February 11, 2014 - December 31, 2018
INSIGHT PRIVATE ADVISORS, LLC
November 13, 2009 - December 12, 2014
PREMIER COLLEGE FUNDING
April 1, 2009 - November 2, 2015
LPL FINANCIAL LLC
October 16, 2008 - May 2, 2016
LPL FINANCIAL LLC
April 16, 2008 - October 8, 2008
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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