Gina G. Frey

WILMINGTON TRUST INVESTMENT ADVISORS

Bridgeport, CT 06604

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CRD#: 3278230

Professional summary

Gina Gaboian Frey, who also goes by Gina Gaboian, is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Bridgeport, Connecticut.

Gina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gina has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gina Gaboian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Gaboian Frey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Office #1: 850 Main Street, Bridgeport, CT 06604

RIA

CRD#: 106909

Bridgeport, CT

Past

January 5, 2023 - September 10, 2024

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

BRIDGEPORT, CT

Past

January 28, 2022 - December 31, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

Manchester, NH

Past

January 25, 2022 - September 7, 2022

PEOPLE'S SECURITIES, INC.

CRD#: 13704

Manchester, NH

Past

June 21, 2017 - March 13, 2020

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

CONCORD, NH

Past

June 21, 2017 - March 13, 2020

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

CONCORD, NH

Past

November 28, 2016 - March 17, 2017

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

NO. WALTHAM, MA

Past

November 28, 2016 - March 17, 2017

CITIZENS SECURITIES, INC.

CRD#: 39550

NO. WALTHAM, MA

Past

May 11, 2010 - October 4, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

BEDFORD, NH

Past

May 11, 2010 - October 4, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BEDFORD, NH

Past

May 11, 2010 - October 4, 2016

TD AMERITRADE, INC.

CRD#: 7870

BEDFORD, NH

Past

June 1, 2009 - April 27, 2010

MORGAN STANLEY

RIA

CRD#: 149777

MANCHESTER, NH

Past

June 1, 2009 - April 27, 2010

MORGAN STANLEY

CRD#: 149777

MANCHESTER, NH

Past

September 26, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MANCHESTER, NH

Past

September 26, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MANCHESTER, NH

Past

October 12, 2007 - October 3, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MANCHESTER, NH

Past

October 12, 2007 - October 3, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MANCHESTER, NH

Past

August 24, 2006 - August 23, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

EXETER, NH

Past

August 24, 2006 - August 23, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

EXETER, NH

Past

August 19, 2004 - May 11, 2005

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MANCHESTER, NH

Past

July 26, 2004 - May 11, 2005

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

March 20, 2003 - July 23, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MANCHESTER, NH

Past

February 25, 2003 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 9, 2002 - February 5, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

August 28, 2001 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/16/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/2001

General Securities Representative Examination

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

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Contact information

Main Address

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001

Mailing Address

Phone number

(212) 965-5938

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WTIA FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	3,540
AUM (Assets Under Management)	$ 17,432,390,316

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
09/08/2023	Cover Page	Report
10/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gina G. Frey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Gaboian Frey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

Primary Firm SEC Registration

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2003

Series 63

Date: 10/12/2001

SIE

Date: 10/1/2018

Series 31

Date: 10/16/2009

Series 7

Date: 8/27/2001

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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