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LC

Luke W. Corrigan

WYNNE CAPITAL MANAGEMENT
St. Louis, MO
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CRD#: 3278206
LC

Professional summary


Luke Wynne Corrigan, who also goes by Luke W Corrigan, is a registered financial advisor currently at WYNNE CAPITAL MANAGEMENT, INCORPORATED located in St. Louis, Missouri.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Luke has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 79 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Luke W Corrigan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Luke Wynne Corrigan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 2023 - Present

WYNNE CAPITAL MANAGEMENT, INCORPORATED

RIA
CRD#: 115701
St. Louis, MO
Past

October 14, 2015 - December 11, 2020

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

August 25, 2010 - October 12, 2015

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

May 3, 2004 - July 22, 2010

WYNNE CAPITAL MANAGEMENT, INCORPORATED

RIA
CRD#: 115701
ST. LOUIS, MO
Past

December 7, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

December 7, 2001 - April 18, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(8/5/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/4/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/12/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WC
WYNNE CAPITAL MANAGEMENT, INCORPORATED
WYNNE CAPITAL MANAGEMENT, INCORPORATED | WYNNE PENSION MANAGEMENT, INC.

CRD#: 115701 / SEC#:

Missouri
Registered Investment Advisory firm - (11/17/1988 Approved)
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Contact information


Main Address
St. Louis, MO
Mailing Address
Phone number
(314) 821-6304
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts12
AUM (Assets Under Management)$ 23,564,492

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WYNNE CAPITAL MANAGEMENT, INCORPORATED

CRD#: 115701St. Louis, MO

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