Roderick G. Mack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Glen Mack, who also goes by Roderick G Mack, was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 2000. Roderick had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2012 - January 25, 2017
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
October 2, 2009 - August 15, 2011
INTERNATIONAL ASSETS ADVISORY, LLC
August 1, 2006 - September 24, 2009
ALTERNA CAPITAL CORP.
May 1, 2002 - July 17, 2006
OSAIC FA, INC.
May 1, 2002 - April 12, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 1, 2002 - July 17, 2006
OSAIC FA, INC.
August 31, 2000 - May 6, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 30, 2000 - May 6, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
CRD#: 120420 / SEC#: 801-61381
Contact information
Red Flags
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