Christopher C. Young
Professional summary
Christopher Cole Young, who also goes by Christopher C Young, is a registered financial advisor currently at WATERFRONT ADVISORS located in Avalon, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Cole Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2023 - Present
WATERFRONT ADVISORS
February 27, 2018 - December 31, 2022
SCF INVESTMENT ADVISORS, INC.
February 27, 2018 - December 31, 2022
SCF SECURITIES, INC.
August 26, 2013 - September 7, 2017
MORGAN STANLEY
August 23, 2013 - September 7, 2017
MORGAN STANLEY
March 22, 2010 - May 14, 2013
STRATEGIC ADVISERS LLC
February 25, 2010 - May 14, 2013
FIDELITY BROKERAGE SERVICES LLC
February 6, 2009 - December 11, 2009
CONNECTICUT INVESTMENT MANAGEMENT
February 5, 2009 - February 16, 2010
NEWALLIANCE INVESTMENTS, INC.
December 5, 2008 - February 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2008 - February 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2007 - October 15, 2007
BANKOH INVESTMENT SERVICES, INC.
October 1, 1999 - October 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1997 - October 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2023)
(2/13/2023)
Exams
Current Firm
WATERFRONT ADVISORS
CRD#: 324398 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 2,439,655 |
Red Flags
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