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JB

John W. Briscoe

CONVERGENCE FINANCIAL
Columbia, MO 65203
Some features on this profile are disabled
CRD#: 3277814
JB

Professional summary

John W. Briscoe II, who also goes by John W Briscoe II, John Wilford Briscoe Ii, John Briscoe Ii, is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri and LPL FINANCIAL LLC located in Columbia, Missouri.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John W Briscoe Ii | John Wilford Briscoe Ii | John Briscoe Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John W. Briscoe II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 27, 2019 - Present

CONVERGENCE FINANCIAL

Office #1: 3919 S. Providence Road, Columbia, MO 65203Office #2: 428 E Morgan Street, Boonville, MO 65233
RIA
CRD#: 304146
Columbia, MO
Current

August 29, 2019 - Present

LPL FINANCIAL LLC

Office #1: 3919 S. Providence Road, Columbia, MO 65203Office #2: 428 E Morgan Street, Boonville, MO 65233
RIA
BD
CRD#: 6413
Columbia, MO
Past

August 29, 2019 - August 29, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

November 21, 2008 - September 27, 2019

SMITH, MOORE & CO.

RIA
CRD#: 3441
BOONVILLE, MO
Past

August 25, 2008 - September 27, 2019

SMITH, MOORE & CO.

BD
CRD#: 3441
BOONVILLE, MO
Past

January 1, 2008 - September 4, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BOONVILLE, MO
Past

September 27, 1999 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
BOONVILLE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738

RIA
Registered Investment Advisory firm - (6/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/29/2019)
RR
California
(8/29/2019)
RR
Colorado
(8/29/2019)
RR
Florida
(3/3/2021)
RR
Illinois
(8/29/2019)
RR
Iowa
(8/29/2019)
RR
Kansas
(8/29/2019)
RR
Massachusetts
(8/29/2019)
RR
Minnesota
(8/29/2019)
RR
Missouri
(8/29/2019)
IAR
Missouri
(9/27/2019)
RR
New York
(12/11/2020)
RR
Oklahoma
(8/27/2025)
RR
Oregon
(8/29/2019)
RR
Texas
(8/29/2019)
IAR
Texas
(1/13/2021)
RR
Virginia
(8/29/2019)
RR
Wisconsin
(8/29/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE WEALTH | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 304146 / SEC#: 801-116738

RIA
Registered Investment Advisory firm - (6/3/2019 Approved)
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Contact information

Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONVERGENCE FINANCIAL 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts3,609
AUM (Assets Under Management)$ 703,445,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONVERGENCE FINANCIAL

CRD#: 304146Columbia, MO 65203

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