Bryan T. Basila

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CRD#: 3277774

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryan Thomas Basila was a registered financial professional .

Bryan is a previously registered financial professional and started their career in finance in 1999. Bryan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)132 MOHAWK STREET, LLC; NON-INV. RELATED; 132 MOHAWK ST., COHOES, NY; REAL PROPERTY HOLDING COMPANY; PARTNER; SINCE 08/2005; 4 HRS/MO; ALL DURING SECURITIES TRADING HOURS. Collect Rent. 2)STARK AND BASILA, CPA'S P.C.; NON-INV RELATED; 132 MOHAWK ST., COHOES, NY; PUBLIC ACCONTING FIRM; VICE PRESIDENT; SINCE 08/1993; 200 HRS/MO; 173 HRS/MO DURING SECURITIES TRADING HOURS. Practice Public Accounting. 3) SUNY Adirondack. Not Investment Related. 640 Bay Rd, Queensbury, NY 12804. College. Adjunct Professor. 08/2015. 20 Hrs/Mo; 4 Hrs/Mo During Trading Hours. Teach Accounting Course. 4) Forum Financial Management, LP, d/b/a Stark & Basila. Investment Related. Lombard, IL. Investment Advisory Practice. Independent Investment Advisor. 09/2016. 4 Hrs/Mo; 4 Hrs/Mo During Trading Hours. Independent Investment Advisor.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 21, 2019 - August 2, 2022

FORUM FINANCIAL MANAGEMENT, LP

RIA

CRD#: 145706

COHES, NY

Past

September 1, 2016 - October 8, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Cohoes, NY

Past

December 13, 1999 - September 13, 2016

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - (3/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 12/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/7/1999

General Securities Representative Examination

Current Firm

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - (3/9/2009 Approved)

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Contact information

Main Address

1900 South Highland Avenue Suite 100, Lombard, IL 60148

Mailing Address

Phone number

(630) 873-8520

Established

Firm type

Fiscal year end

# of Employees

143

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORUM FINANCIAL MANAGEMENT, LP ADV PART 2A (3/28/2026)

Regulatory assets under management

Total Number of Accounts	19,838
AUM (Assets Under Management)	$ 8,690,717,334

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/17/2026	Cover Page	Report
10/08/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan T. Basila

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORUM FINANCIAL MANAGEMENT, LP

PURSHE KAPLAN STERLING INVESTMENTS

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

FORUM FINANCIAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Passed: 12/8/1999

SIE

Passed: 10/1/2018

Series 7

Passed: 12/7/1999

Current Firm

FORUM FINANCIAL MANAGEMENT, LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORUM FINANCIAL MANAGEMENT, LP

TRUST BUT VERIFY

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