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Bryan A. Mcmanus

Some features on this profile are disabled
CRD#: 3277723
BM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryan Avery Mcmanus, who also goes by Bryan Mcmanus, was a registered financial professional .

Bryan is a previously registered financial professional and started their career in finance in 1999. Bryan had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bryan Mcmanus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 28, 2007 - May 10, 2012

TD AMERITRADE, INC.

RIA
CRD#: 7870
DALLAS, TX
Past

November 28, 2007 - May 10, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
DALLAS, TX
Past

November 28, 2007 - May 10, 2012

TD AMERITRADE, INC.

BD
CRD#: 7870
DALLAS, TX
Past

May 31, 2007 - November 28, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
ADDISON, TX
Past

May 31, 2007 - November 28, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
ADDISON, TX
Past

May 15, 2006 - June 11, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
DALLAS, TX
Past

July 8, 2005 - June 11, 2007

TD AMERITRADE, INC.

RIA
CRD#: 7870
DALLAS, TX
Past

July 8, 2005 - June 11, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
DALLAS, TX
Past

May 3, 2005 - July 11, 2005

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

August 10, 2004 - May 4, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

January 24, 2003 - August 10, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

July 29, 2002 - October 23, 2002

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

November 10, 2000 - July 29, 2002

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

September 15, 1999 - September 18, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/26/2000
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 9/24/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1999
General Securities Representative Examination

Current Firm

TD AMERITRADE, INC.
TD AMERITRADE, INC.
TD AMERITRADE, INC. | WATERHOUSE SECURITIES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC.

CRD#: 7870 / SEC#: 801-60469, 8-23395

BD
Terminated by SEC on 09/17/2024
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Contact information

Main Address
200 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(800) 669-3900
Established
New York since 09/29/1978
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
5,840

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.OWNER
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER - BD1216310
KOSTULIAS, JAMES ROBERTPRESIDENT3091009
STARR, JEFFREY HAROLDMANAGING DIRECTOR, OPERATIONS4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170

Disclosures

Regulatory Event79
Civil Event1
Arbitration145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CRD#: 7870

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