Jason R. Locke
Professional summary
Jason R Locke, who also goes by Jaie Locke, is a registered financial advisor currently at PL WEALTH ADVISORS, LLC located in Katy, Texas.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jason R Locke's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2025 - Present
PL WEALTH ADVISORS, LLC
October 8, 2019 - March 13, 2020
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
October 31, 2018 - July 1, 2019
FIRST PALLADIUM, LLC
October 14, 2015 - August 30, 2018
MERCAP SECURITIES, LLC
May 27, 2014 - September 24, 2015
THE LEADERS GROUP, INC.
January 3, 2013 - May 16, 2014
PRUCO SECURITIES, LLC.
February 7, 2012 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
February 17, 2010 - January 24, 2012
THE LEADERS GROUP, INC.
April 10, 2008 - April 10, 2008
QUEST CAPITAL STRATEGIES, INC.
April 10, 2008 - October 27, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 9, 2008 - April 9, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 23, 2001 - October 9, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
April 5, 2000 - April 3, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2025)
Exams
Current Firm
PL WEALTH ADVISORS, LLC
CRD#: 170887 / SEC#:
Contact information
Red Flags
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