Paul G. Mcmahon

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CRD#: 3277580

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Gregory Mcmahon was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1999. Paul had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KNIGHTS OF COLUMBUS ASSET ADVISORS LLC; NEW HAVEN, CT; INVESTMENT RELATED; BEGAN 08/01/2015; ASSET MANAGEMENT/ADVISOR, DIRECTOR OF MARKETING; SALES AND MARKETING; 170 HOURS PER MONTH WITH 145 HOURS DURING SECURITIES TRADING HOURS. 2)FAIRFIELD PARKS & RECREATION; FAIRFIELD, CT; NON-INVESTMENT RELATED; YOUTH SPORTS; HOOPS CLINIC DIRECTOR; 10 WEEKEND HOURS PER MONTH DURING OCT/NOV AND APRIL/MAY NONE DURING SECURITIES TRADING HOURS. 3) Knights of Columbus Charitable Fund; Investment Related; Marketing; New Haven, CT; Start 12/2019; Director; Marketing of fund; 4 hours per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2021 - June 2, 2025

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/1999

General Securities Representative Examination

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

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Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 6.4.2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul G. Mcmahon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

R.W.PRESSPRICH & CO.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

COWEN AND COMPANY

BANC OF AMERICA SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2021

Series 63

Date: 10/18/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/13/1999

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

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