Brent C. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Cameron Morris was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2002. Brent had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - April 24, 2020
CLARION PARTNERS SECURITIES, LLC
December 7, 2010 - May 31, 2011
BNY MELLON SECURITIES CORPORATION
October 27, 2003 - August 13, 2004
DEAM INVESTOR SERVICES, INC.
July 1, 2002 - May 10, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384 / SEC#: , 8-69204
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARION PARTNERS | MANAGING MEMBER | 108803 |
| ANDERSON, EVANS KEPHART | CHIEF EXECUTIVE OFFICER | 7360699 |
| PATTEN, DEIRDRE MARIAN | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 1357509 |
| SILK, BARBARA | ASSISTANT TREASURER | 6697872 |
| STABLER, JOSEPH PENN | SECRETARY | 6886387 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
