Stephen John Wright
Professional Summary
Stephen John Wright is a registered financial advisor currently at J.W. COLE FINANCIAL, INC. located in State College, Pennsylvania. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
J.W. COLE FINANCIAL, INC.
Contact Information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634Mailing Address
4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634Phone Number
(813) 935-6776Established
Florida since 10/14/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/3/2023)
(6/14/2024)
(8/2/2016)
(2/3/2020)
(1/3/2007)
(1/3/2007)
(1/2/2008)
(1/3/2007)
(9/19/2007)
(1/9/2025)
(1/3/2007)
(9/19/2012)
(1/2/2008)
(6/4/2021)
(10/17/2013)
(1/3/2007)
(6/4/2013)
(9/19/2007)
(1/3/2007)
(1/2/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen John Wright's CRS (Customer Relationship Summary).
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