Stephen J. Wright
Professional summary
Stephen John Wright is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in State College, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Wright's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2007 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1524 W College Ave Ste 1, State College, PA 16801July 8, 2016 - December 31, 2022
J. W. COLE ADVISORS, INC.
September 28, 1999 - January 9, 2007
HORNOR, TOWNSEND & KENT, LLC
August 19, 1999 - January 9, 2007
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(6/14/2024)
(8/2/2016)
(2/3/2020)
(1/3/2007)
(1/3/2007)
(1/2/2008)
(1/3/2007)
(9/19/2007)
(1/9/2025)
(1/3/2007)
(9/19/2012)
(1/2/2008)
(6/4/2021)
(10/17/2013)
(1/3/2007)
(6/4/2013)
(9/19/2007)
(1/3/2007)
(1/2/2018)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583State College, PA 16801TRUST BUT VERIFY
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