John P. Mcglaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Mcglaughlin, who also goes by Pete Mcglaughlin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2013 - October 16, 2013
PURSHE KAPLAN STERLING INVESTMENTS
January 30, 2007 - November 25, 2013
MCGLAUGHLIN YEAKLE, INC.
February 28, 2001 - October 21, 2013
LPL FINANCIAL LLC
February 5, 1998 - March 2, 2001
GROVE POINT INVESTMENTS, LLC
May 25, 1984 - February 10, 1998
FSC SECURITIES CORPORATION
November 22, 1983 - June 15, 1984
FIRST CHESAPEAKE SECURITIES CORPORATION
July 13, 1983 - May 16, 1984
BRIAN M. PREW & ASSOCIATES, INC.
October 8, 1973 - June 4, 1984
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/2/1973
Registered Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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