Kelly L. Baumbach
BAKER TILLY WEALTH MANAGEMENT
Madison, WI 53718
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CRD#: 3277458
Professional summary
Kelly Lynn Baumbach, CFP®, who also goes by Kelly Lynn Enevoildsen, Kelly Lynn Enevoldsen, is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Madison, Wisconsin and BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kelly has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly Lynn Enevoildsen | Kelly Lynn Enevoldsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BAKER TILLY CAPITAL, LLC ("BTC") AND BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") ARE CONTROLLED SUBSIDIARIES OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 95% OF TIME IS SPENT ON ADVISORY SERVICES. THERE IS AN EXPENSE-SHARING AGREEMENT IN PLACE BETWEEN BTC AND BAKER TILLY, AS WELL AS BTWM AND BAKER TILLY, WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES. 2) NON-ACTIVE PARTNER AND PASSIVE INVESTOR AT CATAPULT, LLP (RECRUITING BUSINESS). 3) PASSIVE INVESTOR AT FAMILY LIMITED PARTNERSHIP DELL-RUN IV 4)OWNER OF HOLDING COMPANY FOR SHORT-TERM RENTALS -LOCATIONS, LLC 4) KELLY BAUMBACH; NOT INVESTMENT RELATED; MADISON, WI; INSURANCE AGENT; START DATE 06/2023
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Lynn Baumbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
July 22, 2021 - Present
BAKER TILLY WEALTH MANAGEMENT, LLC
Office #1: 4807 Innovate Lane, Madison, WI 53718RIA
CRD#: 167811
Madison, WI
Current
July 22, 2021 - Present
BAKER TILLY CAPITAL, LLC
Office #1: 4807 Innovate Lane, Madison, WI 53718BD
CRD#: 115333
Madison, WI
Past
January 3, 2021 - January 26, 2021
WEALTHSPIRE ADVISORS
RIA
CRD#: 106181
Madison, WI
Past
March 29, 2016 - June 26, 2020
WEALTHSPIRE CAPITAL, LLC
BD
CRD#: 171970
Madison, WI
Past
June 13, 2013 - December 31, 2020
WEALTHSPIRE ADVISORS
RIA
CRD#: 168095
Madison, WI
Past
May 15, 2002 - August 16, 2016
BAKER TILLY CAPITAL, LLC
BD
CRD#: 115333
MADISON, WI
Past
October 26, 2001 - December 7, 2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
October 10, 2000 - July 8, 2013
BAKER TILLY INVESTMENT ADVISORS
RIA
CRD#: 111264
MADISON, WI
Past
September 23, 1999 - February 1, 2000
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/26/2025)
IAR
Illinois(9/26/2025)
IAR
Minnesota(9/26/2025)
IAR
Texas(9/26/2025)
IAR
Washington(9/26/2025)
RR
Wisconsin(7/22/2021)
IAR
Wisconsin(7/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(833) 761-0673
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,165 |
| AUM (Assets Under Management) | $ 4,601,242,128 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/11/2023 | ||
| 10/04/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BAKER TILLY WEALTH MANAGEMENT, LLC
CRD#: 167811Madison, WI 53718TRUST BUT VERIFY
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