Joseph P. Mcgivney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Peter Mcgivney was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 1 firm and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1969 - September 28, 1988
JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/15/1967
Registered Representative ExaminationSeries 00
Date: 2/14/1969
General Securities Principal ExaminationCurrent Firm
JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.
CRD#: 2725 / SEC#: , 8-14199
Contact information
Documents
Red Flags
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