Steven J. Daugherty
Professional summary
Steven J Daugherty, who also goes by Steven James Daugherty, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Pepper Pike, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven J Daugherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2026 - Present
CARNEGIE INVESTMENT COUNSEL
Office #1: 30300 Chagrin Boulevard, Pepper Pike, OH 44124June 15, 2020 - January 9, 2023
SS&C MARKET SERVICES, LLC
October 5, 2000 - December 4, 2019
CHARLES SCHWAB & CO., INC.
July 26, 2000 - December 4, 2019
CHARLES SCHWAB & CO., INC.
August 30, 1999 - August 11, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2026)
Exams
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2025 | ||
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
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