John R. Mcalister

MCALISTER, SWEET & ASSOCIATES

Houston, TX 77070

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CRD#: 3277255

Professional summary

John Richard Bryan Mcalister is a registered financial advisor currently at MCALISTER, SWEET & ASSOCIATES, INC. located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)McAlister, Sweet & Associates, Inc., Houston, TX; 1/15/08. Provides tax preparation services to individuals and business entities. This service is included in the fees paid for our advisory services. 2)Mount Airy Dr, Cypress, TX, Since 7/2015 As Landlord/Owner Of LLC. LLC Owns Townhome For Lease. Devotes 5 Hr/Mo - None During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Bryan Mcalister's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2017 - Present

MCALISTER, SWEET & ASSOCIATES, INC.

Office #1: 19500 St. Hwy. 249 Suite 345, Houston, TX 77070

RIA

CRD#: 290626

Houston, TX

Past

March 28, 2005 - December 11, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

HOUSTON, TX

Past

August 13, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

HOUSTON, TX

Past

July 16, 2002 - December 11, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Past

September 8, 2000 - July 24, 2002

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

September 13, 1999 - September 8, 2000

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCALISTER, SWEET & ASSOCIATES, INC.

CRD#: 290626 / SEC#: 801-112082

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/28/2017)

IAR

Texas
(11/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2007

General Securities Principal Examination

Current Firm

MCALISTER, SWEET & ASSOCIATES, INC.

CRD#: 290626 / SEC#: 801-112082

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

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Contact information

Main Address

19500 St. Hwy. 249 Suite 345, Houston, TX 77070

Mailing Address

Phone number

(281) 897-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM (1/29/2025)

FORM ADV PART 2 (1/29/2025)

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 205,463,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Mcalister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Bryan Mcalister's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

INVESTORS BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

MCALISTER, SWEET & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2002

Series 63

Date: 10/12/1999

SIE

Date: 12/11/2017

Series 7

Date: 11/15/2007

Series 6

Date: 9/10/1999

Series 24

Date: 12/17/2007

Current Firm

MCALISTER, SWEET & ASSOCIATES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCALISTER, SWEET & ASSOCIATES, INC.

TRUST BUT VERIFY

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