Daniel E. Pastore

ALIRA HEALTH TRANSACTION SERVICES

New York, NY 10177

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CRD#: 3276833

Professional summary

Daniel Eric Pastore is a registered financial professional currently at ALIRA HEALTH TRANSACTION SERVICES, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Eric Pastore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2022 - Present

ALIRA HEALTH TRANSACTION SERVICES, LLC

Office #1: 250 Park Avenue Floor 7, New York, NY 10177Office #2: 1 Grant St, Framingham, MA 01702

CRD#: 140203

New York, NY

Past

February 9, 2018 - August 1, 2022

SILVERWOOD PARTNERS

CRD#: 115589

SHERBORN, MA

Past

March 31, 2014 - February 11, 2016

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

February 16, 2012 - February 22, 2013

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

October 22, 2010 - December 1, 2011

CAPFI PARTNERS LLC

CRD#: 113795

NEW YORK, NY

Past

August 26, 2010 - February 26, 2013

POTOMAC RESEARCH GROUP

RIA

CRD#: 151983

BOSTON, MA

Past

November 24, 2004 - March 30, 2009

STANFORD GROUP COMPANY

CRD#: 39285

BOSTON, MA

Past

April 10, 2003 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

March 1, 2002 - April 11, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

September 11, 2000 - April 30, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

November 24, 1999 - August 23, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/19/2022)

Alaska
(10/24/2022)

Arizona
(8/17/2022)

Arkansas
(8/29/2022)

California
(10/24/2022)

Colorado
(10/24/2022)

Connecticut
(10/24/2022)

Delaware
(10/24/2022)

District of Columbia
(10/24/2022)

Florida
(10/24/2022)

Georgia
(10/24/2022)

Hawaii
(10/24/2022)

Idaho
(10/24/2022)

Illinois
(9/26/2022)

Indiana
(10/24/2022)

Iowa
(10/24/2022)

Kansas
(10/24/2022)

Kentucky
(10/24/2022)

Louisiana
(10/24/2022)

Maine
(10/24/2022)

Maryland
(10/24/2022)

Massachusetts
(8/3/2022)

Michigan
(10/24/2022)

Minnesota
(3/20/2023)

Mississippi
(10/24/2022)

Missouri
(10/5/2022)

Montana
(10/24/2022)

Nebraska
(10/24/2022)

Nevada
(8/16/2022)

New Hampshire
(10/24/2022)

New Jersey
(10/24/2022)

New Mexico
(10/24/2022)

New York
(10/24/2022)

North Carolina
(10/24/2022)

North Dakota
(10/24/2022)

Ohio
(10/25/2022)

Oklahoma
(10/24/2022)

Oregon
(10/24/2022)

Pennsylvania
(10/24/2022)

Puerto Rico
(10/24/2022)

Rhode Island
(10/24/2022)

South Carolina
(10/24/2022)

South Dakota
(10/24/2022)

Tennessee
(10/24/2022)

Texas
(8/22/2022)

Utah
(10/24/2022)

Vermont
(8/8/2022)

Virgin Islands
(10/24/2022)

Virginia
(8/10/2022)

Washington
(10/24/2022)

West Virginia
(10/24/2022)

Wisconsin
(10/24/2022)

Wyoming
(10/24/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203 / SEC#: , 8-67294

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1 Grant Street, Framingham, MA 01702-6758

Mailing Address

1 Grant Street, Framingham, MA 01702-6758

Phone number

(774) 777-5255

Established

Massachusetts since 02/06/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALIRA HEALTH BOSTON, LLC	OWNER
CUCCIA, GARY JOHN	CHIEF FINANCIAL OFFICER	1386493
O'KEEFE, JOHN JOSEPH	CHIEF COMPLIANCE OFFICER	7601882
PASTORE, DANIEL ERIC	MANAGER	3276833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel E. Pastore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Eric Pastore's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERWOOD PARTNERS

IRC SECURITIES LLC

IRC SECURITIES LLC

CAPFI PARTNERS LLC

POTOMAC RESEARCH GROUP

STANFORD GROUP COMPANY

UBS CAPITAL MARKETS L.P.

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

ABN AMRO INCORPORATED

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2009

Series 63

Date: 10/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2000

Series 6

Date: 11/23/1999

Series 24

Date: 7/25/2007

FINRA

Current Firm

ALIRA HEALTH TRANSACTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALIRA HEALTH TRANSACTION SERVICES, LLC

TRUST BUT VERIFY

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