Daniel A. Zimbaldi
Professional summary
Daniel Andrew Zimbaldi, who also goes by Dan Zimbaldi, Daniel Andrew Zimbaldi, Danny Zimbaldi, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 7 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Andrew Zimbaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: 22 Vanderbilt Avenue 20th Floor, New York, NY 10017November 30, 2023 - August 5, 2025
TRUIST SECURITIES, INC.
September 5, 2019 - November 29, 2023
BARCLAYS CAPITAL INC.
July 30, 2014 - September 6, 2019
EVERCORE GROUP L.L.C.
November 11, 2008 - August 5, 2014
DEUTSCHE BANK SECURITIES INC.
September 22, 2008 - October 29, 2008
BARCLAYS CAPITAL INC.
April 5, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
September 17, 1999 - April 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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