TH
Torrey J. Holmquist
NORTHWEST INVESTMENT ADVISORS
Missoula, MT
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CRD#: 3276716
TH
Professional summary
Torrey Jon Holmquist is a registered financial advisor currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Missoula, Montana.
Torrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Torrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VARIOUS LIFE INSURANCE COMPANIES Rental Income. Non investment related. 707 North Electric Street, West Yellowstone, MT 59758. Single family residential rental. Rep and spouse are the owners. Start date 4-1-2024. Hours devoted to the business range between 0 and 10 hours per month. Duties include: collect and distribute rental income; cleaning and maintaining the property for current and future tenants. May require travel to/from location on an as needed basis.
CRS (Client Relationship Summary) - RIA
Click below to view Torrey Jon Holmquist's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Torrey Jon Holmquist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2008 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
RIA
BD
CRD#: 109737
Missoula, MT
Current
March 26, 2008 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
RIA
BD
CRD#: 109737
Missoula, MT
Past
March 7, 2007 - March 27, 2008
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
MISSOULA, MT
Past
January 8, 2002 - March 7, 2007
UNITED HERITAGE FINANCIAL SERVICES, INC.
BD
CRD#: 35316
MISSOULA, MT
Past
July 24, 2000 - January 11, 2002
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
August 25, 1999 - August 7, 2000
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/3/2008)
RR
Idaho(1/24/2011)
RR
Montana(3/26/2008)
IAR
Montana(10/20/2008)
RR
Oregon(3/7/2023)
RR
Texas(3/3/2022)
RR
Washington(3/28/2008)
IAR
Washington(10/10/2023)
RR
Wyoming(3/31/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NORTHWEST INVESTMENT ADVISORS, INC.
NORTHWEST INVESTMENT ADVISORS, INC | NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
California
Registered Investment Advisory firm - SEC (5/20/2016 Approved)Georgia
Registered Investment Advisory firm - SEC (5/8/2014 Approved)Montana
Registered Investment Advisory firm - SEC (10/16/2008 Approved)Washington
Registered Investment Advisory firm - SEC (3/25/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9 S Washington St Ste 210 Suite 210, Spokane, WA 99201
Mailing Address
9 S Washington St Ste 210, Spokane, WA 99201
Phone number
(509) 252-4140
Established
Washington since 02/25/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
16
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
