KM
Kevin S. Mattison
AVIOR CAPITAL MARKETS US
Cape Town, 8001
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CRD#: 3276680
KM
Professional summary
Kevin Stirling Mattison is a registered financial advisor currently at AVIOR CAPITAL MARKETS US, LLC .
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Currently a director for the following entities: 1. Avior Capital Markets Proprietary Limited since 2007, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 2. Avior Capital Markets International Limited since 1999, 40 hours a month, 17 St Swithin's Lane, London, United Kingdom, 3. Avior Capital Markets International Nominee Limited since 2019, 0 hours a month, 17 St Swithin's Lane, London, United Kingdom 4. Avior Capital Markets Holdings Proprietary Limited since 2015, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 5. Lezmin 1021 Proprietary Limited since 2015, 4 hours a month, investment holding, 2 Bosman Avenue, Llandudno, Western Cape, South Africa, 6. Avior Wealth Services, since 2016, currently dormant, 7. Avior Investments (RF) since 2005, currently dormant, and 8. RRB Property Investment, since 2005, 0 hours a month, 17-B2, The Waverly, Wyecroft Road, Mowbray, South Africa.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Stirling Mattison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Stirling Mattison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2024 - Present
AVIOR CAPITAL MARKETS US, LLC
Office #1: 117 On Strand 117 Strand Street 10th Floor, Cape Town, 8001RIA
BD
CRD#: 172595
Cape Town,
Current
March 23, 2021 - Present
AVIOR CAPITAL MARKETS US, LLC
Office #1: 117 On Strand 117 Strand Street 10th Floor, Cape Town, 8001RIA
BD
CRD#: 172595
Cape Town,
Past
September 21, 1999 - December 31, 2002
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/5/2025)
IAR
New York(12/6/2024)
IAR
Texas(10/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AVIOR CAPITAL MARKETS US, LLC
AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED | AVIOR CAPITAL MARKETS US, LLC | AVIOR CAPITAL MARKETS (PTY) LTD
CRD#: 172595 / SEC#: , 8-69513
Florida
Registered Investment Advisory firm - SEC (3/4/2025 Approved)New York
Registered Investment Advisory firm - SEC (12/6/2024 Approved)Texas
Registered Investment Advisory firm - SEC (8/5/2024 Conditional Restricted)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
630 Fifth Avenue Suite 2335, New York, NY 10111
Mailing Address
630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111
Phone number
(347) 735-9908
Established
New York since 02/05/2019
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees
6
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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