Ce'etter R. Carpenter-stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ce'etter Renee Carpenter-stevens, who also goes by Ceeter Renee Carpenter, Ce'eter Renee Carpenter-stevens, was a registered financial professional .
Ce'etter is a previously registered financial professional and started their career in finance in 2004. Ce'etter had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2012 - November 12, 2012
SDM INVESTMENTS, LLC
March 17, 2008 - March 11, 2011
CHASE INVESTMENT SERVICES CORP.
March 17, 2008 - March 11, 2011
CHASE INVESTMENT SERVICES CORP.
June 13, 2007 - March 13, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - March 13, 2008
CITIGROUP GLOBAL MARKETS INC.
March 24, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 27, 2004 - June 7, 2004
IDS LIFE INSURANCE COMPANY
May 27, 2004 - June 7, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SDM INVESTMENTS, LLC
CRD#: 140325 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 7,717,047 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
