Patrick M. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Martin Mcallister was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1999. Patrick had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2017 - January 6, 2021
TD AMERITRADE, INC.
January 26, 2017 - January 6, 2021
TD AMERITRADE, INC.
May 23, 2012 - February 25, 2015
HARRISDIRECT LLC
May 17, 2012 - February 25, 2015
E*TRADE SECURITIES LLC
December 4, 2006 - May 14, 2012
TD AMERITRADE, INC.
November 27, 2006 - May 14, 2012
TD AMERITRADE, INC.
December 16, 2002 - December 31, 2004
BNY MELLON SECURITIES LLC
May 13, 2002 - June 2, 2005
BNY MELLON SECURITIES LLC
August 24, 1999 - November 15, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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