Patricia D. Mckinell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Delee Mckinell, who also goes by Patricia Susan Delee, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1999. Patricia had worked at 3 firms and has passed the Series 66, Series 63, Series 65, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2008 - March 13, 2012
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
November 15, 2002 - December 31, 2006
CRA ROGERSCASEY LLC
November 15, 2002 - June 1, 2004
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
February 28, 2000 - September 10, 2002
MORGAN STANLEY DW INC.
September 27, 1999 - September 10, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
CRD#: 44054 / SEC#: , 8-50520
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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