Paul C. Macias

COLE WEALTH MANAGEMENT

Scottsdale, AZ 85260

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CRD#: 3275689

Professional summary

Paul Conrad Macias, CFP®, who also goes by Paul C Macias, Paul Macias, is a registered financial advisor currently at COLE WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul C Macias | Paul Macias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Conrad Macias's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 26, 2019 - Present

COLE WEALTH MANAGEMENT, LLC

Office #1: 9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 134509

Scottsdale, AZ

Past

December 12, 2017 - August 29, 2019

STRATEGIC INCOME GROUP LLC

RIA

CRD#: 165839

Chandler, AZ

Past

March 4, 2011 - November 7, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

March 3, 2011 - November 7, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHOENIX, AZ

Past

November 13, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 13, 2002 - March 14, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SCOTTSDALE, AZ

Past

November 3, 2000 - July 5, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 11, 2000 - September 6, 2000

DONALD & CO. SECURITIES INC.

CRD#: 7776

TINTON FALLS, NJ

Past

October 22, 1999 - June 26, 2000

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLE WEALTH MANAGEMENT, LLC

COLE WEALTH MANAGEMENT | COLE WEALTH MANAGEMENT, LLC

CRD#: 134509 / SEC#: 801-112658

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2005 Terminated)

Indiana

Registered Investment Advisory firm - (11/25/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLE WEALTH MANAGEMENT, LLC

COLE WEALTH MANAGEMENT | COLE WEALTH MANAGEMENT, LLC

CRD#: 134509 / SEC#: 801-112658

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2005 Terminated)

Indiana

Registered Investment Advisory firm - (11/25/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2018 Terminated)

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Contact information

Main Address

9332 E Raintree Dr Suite 100, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 275-6354

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLE WEALTH MANAGEMENT, LLC - ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	822
AUM (Assets Under Management)	$ 160,711,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Macias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Conrad Macias's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLE WEALTH MANAGEMENT, LLC

STRATEGIC INCOME GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

DONALD & CO. SECURITIES INC.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

COLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2011

Series 63

Date: 8/19/1999

SIE

Date: 11/7/2017

Series 7

Date: 6/23/2000

Series 6

Date: 10/21/1999

Current Firm

COLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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