Keith J. Kobziewicz
Professional summary
Keith Joseph Kobziewicz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Keith is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Keith had worked at 8 firms, which includes MIDAMERICA FINANCIAL SERVICES INC., KOVACK ADVISORS INC., KOVACK SECURITIES INC., GEOFFREY RICHARDS SECURITIES CORP., K.W. BROWN INVESTMENTS, WELLS FARGO CLEARING SERVICES LLC, GRUNTAL & CO. L.L.C., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2011 - July 16, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
February 18, 2010 - April 12, 2011
KOVACK ADVISORS, INC.
January 4, 2010 - April 12, 2011
KOVACK SECURITIES INC.
March 15, 2006 - November 30, 2009
GEOFFREY RICHARDS SECURITIES CORP.
November 2, 2004 - November 30, 2009
GEOFFREY RICHARDS SECURITIES CORP.
September 30, 2002 - November 9, 2004
K.W. BROWN INVESTMENTS
December 7, 2001 - September 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
December 7, 2001 - September 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2001 - December 19, 2001
GRUNTAL & CO., L.L.C.
September 30, 1999 - February 15, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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