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Brian S. Wagner
J. W. COLE ADVISORS
BETHLEHEM, PA 18020
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CRD#: 3275438
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Professional summary
Brian S Wagner, who also goes by Brian Scott Wagner, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Bethlehem, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Bethlehem, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Scott Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Heritage Holdings of PA LLC; 2571 Baglyos Circle, Ste B27, Bethlehem, PA 18020; Not investment related; Principal; Fixed Insurance sales; Start 9/23/19; 10 hours/month during trading. (2) Comprehensive Wealth Strategies-DBA, investment related, Same address as branch, Insurance sales and Advisory Services, Financial Advisor, Start Date 1999, 80 hours per month, 80 hours per month during securities trading hours, Insurance sales and advisory business.
CRS (Client Relationship Summary) - RIA
Click below to view Brian S Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 2571 Baglyos Circle Unit B-27, Bethlehem, PA 18020RIA
CRD#: 112294
BETHLEHEM, PA
Current
October 1, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 2571 Baglyos Circle Unit B-27, Bethlehem, PA 18020BD
CRD#: 124583
Bethlehem, PA
Past
January 3, 2005 - October 18, 2017
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NAZARETH, PA
Past
October 3, 2002 - October 18, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NAZARETH, PA
Past
August 25, 1999 - August 30, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 25, 1999 - August 30, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/1/2017)
RR
North Carolina(3/10/2022)
RR
Pennsylvania(10/1/2017)
IAR
Pennsylvania(10/1/2017)
RR
Texas(10/1/2017)
IAR
Texas(10/22/2025)
RR
Virginia(10/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Bethlehem, PA 18020TRUST BUT VERIFY
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