Peter J. Mcgee

CHIEF ADVISORS CORP

OVERLAND PARK, KS

Some features on this profile are disabled

CRD#: 327541

Professional summary

Peter Joseph Mcgee is a registered financial advisor currently at CHIEF ADVISORS CORP located in Overland Park, Kansas.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Peter has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 15, Series 5, Series 18, Series 1 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIRST ASSET FINANCIAL INC. (FAF) APPROVES THE FOLLOWING OUTSIDE NON-SECURITIES BUSINESS ACTIVITY THAT IS NOT INVESTMENT RELATED: MCGEE WILL BE ENGAGED IN INSURANCE SELLING VARIOUS INSURANCE PRODUCTS, INCLUDING, BUT NOT LIMITED TO, LIFE INSURANCE, HEALTH INSURANCE AND LONG-TERM CARE INSURANCE. RELATIONSHIPS WITH VARIOUS INSURANCE COMPANIES WILL BE MAINTAINED. THIS BUSINESS ACTIVITY IS CONDUCTED THROUGH AN ENTITY (WHICH OFFERS NO SECURITIES), THAT IS NOT CO-OWNED BY, NOR AN AFFILIATE OF FAF. ALL SERVICES AND PRODUCTS THAT ARE OFFERED BY THIS PERSON (OR THEIR DBA) ARE THE SOLE RESPONSIBILITY OF THIS AGENT (OR THEIR DBA) ALONE AND ARE NOT THE RESPONSIBILITY OF FAF. FAF IS NOT LIABLE IN ANY MANNER REGARDING THIS "OUTSIDE BUSINESS ACTIVITY". MCGEE IS ALSO A FINRA ARBITRATOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2011 - Present

CHIEF ADVISORS CORP

RIA

CRD#: 125261

OVERLAND PARK, KS

Past

September 2, 2011 - December 31, 2014

FIRST ASSET FINANCIAL INC.

CRD#: 139107

SALINA, KS

Past

June 12, 2006 - September 2, 2011

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

OVERLAND PARK, KS

Past

March 21, 2001 - September 2, 2011

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

OVERLAND PARK, KS

Past

September 29, 2000 - November 30, 2004

PETER J MCGEE CLU, CHFC

RIA

CRD#: 116034

OVERLAND PARK, KS

Past

July 7, 2000 - March 22, 2001

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

June 1, 1998 - July 14, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 26, 1997 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

October 8, 1990 - April 25, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 11, 1988 - October 23, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 1, 1987 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

April 24, 1985 - May 13, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 3, 1980 - March 15, 1985

GKB, INC.

CRD#: 350

Past

November 1, 1973 - February 12, 1977

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(9/2/2011)

IAR

Missouri
(4/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 12/3/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 7/22/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 18

Date: 10/3/1980

Securities Industry Rules and Regulations Examination

General Industry/Product Exam

Series 1

Date: 10/26/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/14/1981

Registered Options Principal Examination

Current Firm

CHIEF ADVISORS CORP

CHIEF ADVISORS CORP | CHIEF ADVISORS CORPORATION

CRD#: 125261 / SEC#:

Kansas

Registered Investment Advisory firm - (6/11/2003 Approved)

Michigan

Registered Investment Advisory firm - (3/25/2008 Approved)

Missouri

Registered Investment Advisory firm - (4/22/2013 Approved)

Nebraska

Registered Investment Advisory firm - (12/31/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

110 E. Iron Ave, Suite B, Salina, KS 67401

Mailing Address

P.o. Box 1364, Salina, KS 67402-1364

Phone number

(785) 827-7700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 92,800,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter J. Mcgee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ASSET FINANCIAL INC.

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

PETER J MCGEE CLU, CHFC

CAMBRIDGE INVESTMENT RESEARCH, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

PRUDENTIAL EQUITY GROUP, LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

UBS FINANCIAL SERVICES INC.

GKB, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2006

Series 63

Date: 11/3/1980

SIE

Date: 12/31/2014

Series 15

Date: 12/3/1984

Series 5

Date: 7/22/1982

Series 18

Date: 10/3/1980

Series 1

Date: 10/26/1973

Series 4

Date: 1/14/1981

Current Firm

CHIEF ADVISORS CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHIEF ADVISORS CORP

TRUST BUT VERIFY

Similar Advisors