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Wiley Price Kitchell

CRD# 3275217·Registered 2000 - 2019
Previously Registered: Being a previously registered professional could mean that Wiley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wiley Price Kitchell was a registered financial advisor. Wiley was a previously registered financial professional and started their career in finance 2000 - 2019. Wiley had worked at 1 firm and has passed the Series 63, SIE, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

HEXAGON CAPITAL ALLIANCE LLC·CRD# 47981
BD
Seattle, WA
March 13, 2000 - January 2, 2019

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Current Firm

HC
HEXAGON CAPITAL ALLIANCE LLC

HEXAGON CAPITAL ALLIANCE LLC | MOSS ADAMS CAPITAL LLC

CRD#: 47981 / SEC#: 8-52002
BD
Terminated by SEC on 09/13/2021

Contact Information

Established

Washington since 10/15/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSON, RICHARD MERRELLMANAGING DIRECTOR2845001
NEWHOUSE, MICHAEL SCOTTPRINCIPAL FINANCIAL OFFICER2472997
SUEN, ANDREW SINGCEO, CCO, PRINCIPAL OPERATIONS OFFICER, MANAGING DIRECTOR5549376
WALES, HARMAN KINGSLEYMEMBER3275212

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 2000

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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