Robert D. Frost
Professional summary
Robert David Frost is a registered financial professional currently at LAZARD FRERES & CO. LLC located in Minneapolis, Minnesota.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert David Frost's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
LAZARD FRERES & CO. LLC
Office #1: 80 South 8th Street Suite 2700, Minneapolis, MN 55402June 19, 2008 - January 13, 2023
LAZARD MIDDLE MARKET LLC
June 16, 2008 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
November 30, 1999 - June 2, 2008
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
(4/1/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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