Odai V. Singh
Professional summary
Odai Vir Singh was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Odai Vir Singh was a registered financial advisor .
Odai is a previously registered financial advisor and started their career in finance in 1999. Odai had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - November 21, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 21, 2007
MORGAN STANLEY & CO. LLC
October 1, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
October 1, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
August 26, 2004 - October 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2001 - November 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 1999 - October 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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