Samuel T. Murray

MURRAY INVESTMENT MANAGEMENT

HOUSTON, TX 77027

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CRD#: 3275119

Professional summary

Samuel Thomas Murray is a registered financial advisor currently at MURRAY INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Samuel has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESBYTERIAN SCHOOL; NOT INVESTMENT RELATED; 5300 MAIN ST, HOUSTON, TX 77004; SCHOOL; TRUSTEE; START: 5/07; 5-7HRS/MO; NOT DURING TRADING HOURS; SERVE ON THE BOARD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Thomas Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2008 - Present

MURRAY INVESTMENT MANAGEMENT, LLC

Office #1: 3900 Essex Lane, Suite 1150, Houston, TX 77027

RIA

CRD#: 146921

HOUSTON, TX

Past

March 28, 2006 - May 16, 2008

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

March 23, 2006 - May 16, 2008

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MURRAY INVESTMENT MANAGEMENT, LLC

3 RIA | MURRAY INVESTMENT MANAGEMENT, LLC

CRD#: 146921 / SEC#: 801-127514

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

Texas

Registered Investment Advisory firm - (3/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/5/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 3/22/2006

General Securities Representative Examination

Current Firm

MURRAY INVESTMENT MANAGEMENT, LLC

3 RIA | MURRAY INVESTMENT MANAGEMENT, LLC

CRD#: 146921 / SEC#: 801-127514

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

Texas

Registered Investment Advisory firm - (3/30/2023 Terminated)

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Contact information

Main Address

3900 Essex Lane, Suite 1150, Houston, TX 77027

Mailing Address

Phone number

(713) 850-7444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MURRAY INVESTMENT MANAGEMENT ADV PART 2A FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 146,760,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel T. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Thomas Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURRAY INVESTMENT MANAGEMENT, LLC

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

MURRAY INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 3/22/2006

Current Firm

MURRAY INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MURRAY INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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