Daniel J. Petter
Professional summary
Daniel James Petter, CIMA®, who also goes by Dan Petter, Daniel Petter, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Petter's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078September 4, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 28, 2018 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 30, 2015 - June 20, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 1, 2010 - March 17, 2015
INVESCO ADVISERS, INC.
May 26, 2005 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
May 4, 2001 - March 17, 2015
INVESCO DISTRIBUTORS, INC.
November 23, 1999 - April 6, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
(1/3/2023)
(7/7/2021)
(1/17/2024)
(1/3/2023)
(7/7/2021)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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