CG
Christopher P. Gibson
ARIEL INVESTMENTS
Atlanta, GA
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CRD#: 3274729
CG
Professional summary
Christopher Patrick Gibson, who also goes by Chris Gibson, Christopher Gibson, is a registered financial advisor currently at ARIEL INVESTMENTS, LLC located in Atlanta, Georgia and ARIEL DISTRIBUTORS, LLC located in New York, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7TO, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Gibson | Christopher Gibson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Patrick Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2024 - Present
ARIEL INVESTMENTS, LLC
RIA
CRD#: 108211
Atlanta, GA
Current
December 19, 2022 - Present
ARIEL DISTRIBUTORS, LLC
Office #1: 477 Madison Avenue 14th Floor, New York, NY 10022BD
CRD#: 38333
New York, NY
Past
September 8, 2008 - July 11, 2012
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
July 31, 2003 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ATLANTA, GA
Past
September 15, 1999 - July 30, 2002
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARIEL INVESTMENTS, LLC
ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.
CRD#: 108211 / SEC#: 801-18767
RIA
Registered Investment Advisory firm - (4/15/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2024)
RR
Alaska(1/26/2024)
RR
Arizona(1/26/2024)
RR
Arkansas(1/26/2024)
RR
California(1/26/2024)
RR
Colorado(1/26/2024)
RR
Connecticut(1/26/2024)
RR
Delaware(1/26/2024)
RR
District of Columbia(1/26/2024)
RR
Florida(1/26/2024)
RR
Georgia(1/26/2024)
IAR
Georgia(1/29/2024)
RR
Hawaii(1/26/2024)
RR
Idaho(1/26/2024)
RR
Illinois(1/26/2024)
RR
Indiana(1/26/2024)
RR
Iowa(1/26/2024)
RR
Kansas(1/26/2024)
RR
Kentucky(1/26/2024)
RR
Louisiana(1/26/2024)
RR
Maine(1/26/2024)
RR
Maryland(1/26/2024)
RR
Massachusetts(1/26/2024)
RR
Michigan(1/26/2024)
RR
Minnesota(1/26/2024)
RR
Mississippi(1/26/2024)
RR
Missouri(1/26/2024)
RR
Montana(1/26/2024)
RR
Nebraska(1/26/2024)
RR
Nevada(1/26/2024)
RR
New Hampshire(1/26/2024)
RR
New Jersey(1/26/2024)
RR
New Mexico(1/26/2024)
RR
New York(1/26/2024)
RR
North Carolina(1/26/2024)
RR
North Dakota(1/26/2024)
RR
Ohio(1/26/2024)
RR
Oklahoma(1/26/2024)
RR
Oregon(1/26/2024)
RR
Pennsylvania(1/26/2024)
RR
Puerto Rico(1/8/2025)
RR
Rhode Island(1/26/2024)
RR
South Carolina(1/26/2024)
RR
South Dakota(1/26/2024)
RR
Tennessee(1/26/2024)
RR
Texas(1/26/2024)
IAR
Texas(4/24/2025)
RR
Utah(1/26/2024)
RR
Vermont(1/26/2024)
RR
Virgin Islands(1/8/2025)
RR
Virginia(1/26/2024)
RR
Washington(1/26/2024)
RR
West Virginia(1/26/2024)
RR
Wisconsin(1/26/2024)
RR
Wyoming(1/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 55
Date: 11/1/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ARIEL INVESTMENTS, LLC
ARIEL CAPITAL MANAGEMENT INC | ARIEL INVESTMENTS, LLC | ARIEL CAPITAL MANAGEMENT, LLC | ARIEL CAPITAL MANAGEMENT, INC.
CRD#: 108211 / SEC#: 801-18767
RIA
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Contact information
Main Address
200 East Randolph Street Suite 2900, Chicago, IL 60601-6505
Mailing Address
Phone number
(312) 726-0140
Established
Firm type
Fiscal year end
# of Employees
120
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 12,369,706,772 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
