DS
David M. Simmons
QM ADVISORS LLC
Peachtree City, GA
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CRD#: 3274658
DS
Professional summary
David Michael Simmons is a registered financial advisor currently at QM ADVISORS LLC located in Peachtree City, Georgia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
David Michael Simmons is the owner of Simmons Financial LLC. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. QM Advisors LLC always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of QM Advisors LLC in connection with such individual's activities outside of QM Advisors LLC.
David Michael Simmons is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. QM Advisors LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of QM Advisors LLC in their capacity as a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Simmons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2018 - Present
QM ADVISORS LLC
RIA
CRD#: 297438
Peachtree City, GA
Past
September 21, 2012 - August 10, 2018
CAPITAL RESEARCH ADVISORS, LLC
RIA
CRD#: 125621
SUWANEE, GA
Past
August 20, 2012 - August 14, 2018
CEROS FINANCIAL SERVICES, INC.
BD
CRD#: 37869
SUWANEE, GA
Past
June 24, 2005 - August 21, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DALTON, GA
Past
June 22, 2005 - August 21, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DALTON, GA
Past
April 22, 2003 - June 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
March 26, 2003 - June 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 3, 2003 - February 7, 2003
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 9, 2001 - January 3, 2003
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
September 30, 1999 - January 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
QM ADVISORS LLC
G&S CAPITAL LLC | QM ADVISORS LLC
CRD#: 297438 / SEC#: 801-132594
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/6/2019)
IAR
Georgia(7/12/2018)
IAR
Tennessee(2/21/2019)
IAR
Virginia(5/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QA
QM ADVISORS LLC
G&S CAPITAL LLC | QM ADVISORS LLC
CRD#: 297438 / SEC#: 801-132594
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)Florida
Registered Investment Advisory firm - (4/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/23/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Peachtree City, GA
Mailing Address
Phone number
(404) 965-3578
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 159 |
| AUM (Assets Under Management) | $ 118,124,962 |
Red Flags
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