Lori A. Turner

AXIUS ADVISORS LLC

SAINT CHARLES, MO 63303

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CRD#: 3274577

Professional summary

Lori Ann Turner, who also goes by Lori A Smith, Lori Ann Smith, Lori Turner Sauget, is a registered financial advisor currently at AXIUS ADVISORS LLC located in Saint Charles, Missouri and PRIVATE CLIENT SERVICES, LLC located in Clayton, Missouri.

Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lori has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori A Smith | Lori Ann Smith | Lori Turner Sauget

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Axius Advisors LLC. 2085 Bluestone Drive, St Charles, MO 63303. RIA. 160 hrs/mo; 140 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Ann Turner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2024 - Present

AXIUS ADVISORS LLC

Office #1: 2085 Blue Stone Drive, Saint Charles, MO 63303

RIA

CRD#: 330006

SAINT CHARLES, MO

Current

July 1, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 7711 Bonhomme Ste 370, Clayton, MO 63105

RIA

CRD#: 120222

Clayton, MO

Past

June 8, 2006 - December 31, 2014

ROSETTA FINANCIAL ADVISORS, INC.

RIA

CRD#: 128048

ST. LOUIS, MO

Past

March 28, 2005 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

University City, MO

Past

January 29, 2004 - December 31, 2005

ROSETTA FINANCIAL ADVISORS, INC.

RIA

CRD#: 128048

ST. LOUIS, MO

Past

November 27, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

SAINT CHARLES, MO

Past

November 27, 2002 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAINT CHARLES, MO

Past

August 8, 2002 - November 26, 2002

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST. LOUIS, MO

Past

August 14, 1999 - November 26, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(10/29/2024)

Missouri
(7/1/2025)

IAR

Texas
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AXIUS ADVISORS LLC

CRD#: 330006 / SEC#: 801-130416

RIA

Registered Investment Advisory firm - (6/3/2024 120-Day Approval)

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Contact information

Main Address

2085 Blue Stone Drive, Saint Charles, MO 63303

Mailing Address

Phone number

(636) 493-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - AXIUS ADVISORS LLC (3/17/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lori A. Turner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Ann Turner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

ROSETTA FINANCIAL ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ROSETTA FINANCIAL ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2002

Series 63

Date: 8/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2001

Series 6

Date: 8/10/1999

FINRA

Current Firm

AXIUS ADVISORS LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AXIUS ADVISORS LLC

TRUST BUT VERIFY

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