Mustapha Y. Aljaroudi
Professional summary
Mustapha Youssef Aljaroudi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mustapha is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Mustapha had worked at 7 firms, which includes DAKOTA SECURITIES INTERNATIONAL INC., NEWBRIDGE SECURITIES CORPORATION, CARDINAL CAPITAL MANAGEMENT INC., OPPENHEIMER & CO. INC., JOSEPHTHAL & CO. INC., THE CONCORD EQUITY GROUP LLC, GKN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2005 - October 3, 2005
DAKOTA SECURITIES INTERNATIONAL, INC.
April 23, 2004 - April 7, 2005
NEWBRIDGE SECURITIES CORPORATION
May 3, 2002 - April 23, 2004
CARDINAL CAPITAL MANAGEMENT, INC.
January 2, 2002 - April 29, 2002
OPPENHEIMER & CO. INC.
August 13, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
January 24, 2001 - August 7, 2001
THE CONCORD EQUITY GROUP, LLC
January 3, 2001 - January 23, 2001
GKN SECURITIES CORP.
December 9, 1999 - January 1, 2001
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
DAKOTA SECURITIES INTERNATIONAL, INC.
CRD#: 132700 / SEC#: , 8-66626
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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