Randolph E. Gantt

FIDUCIARY WEALTH GROUP

Centerville, OH 45459

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CRD#: 3274350

Professional summary

Randolph Erik Gantt, CFP®, who also goes by Randy Gantt, Randy E Gantt, is a registered financial advisor currently at FIDUCIARY WEALTH GROUP, LLC located in Centerville, Ohio.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Randolph has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Fiduciary Wealth Group is a Fee-Only Comprehensive Planning Firm serving clients in the greater Dayton and Cincinnati region.  We offer ongoing comprehensive planning, asset management, and tax preparation, as well as limited engagement planning and consulting. We have specific expertise in regards to Military Compensation and Retirement, as well as DOD Civilians.  Fiduciary Wealth Group is a Veteran Owned Business.

Question & Answer

What are your service offerings?

Inheritance

Retirement Planning

Education Planning

Tax Planning

Insurance Planning

Estate Planning

Budgeting

Investment Planning

Retirement Income Management

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Entrepreneurs

High Net Worth Client Needs

Investment Advice with Ongoing...

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Randy Gantt | Randy E Gantt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Randolph Erik Gantt is Squadron Commander of the United States Air Force Reserve.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Erik Gantt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 3, 2019 - Present

FIDUCIARY WEALTH GROUP, LLC

Office #1: 6784 Loop Road Suite# 208, Centerville, OH 45459

RIA

CRD#: 299711

Centerville, OH

Past

December 5, 2012 - January 25, 2019

ARTIFEX FINANCIAL GROUP, LLC

RIA

CRD#: 140643

CINCINNATI, OH

Past

February 2, 2009 - August 26, 2011

WEALTH DIMENSIONS GROUP, LTD.

RIA

CRD#: 107618

CINCINNATI, OH

Past

November 8, 2007 - February 27, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

CINCINNATI, OH

Past

September 24, 1999 - January 13, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY WEALTH GROUP, LLC

CRD#: 299711 / SEC#: 801-130550

RIA

Registered Investment Advisory firm - (6/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/1999

General Securities Representative Examination

Current Firm

FIDUCIARY WEALTH GROUP, LLC

CRD#: 299711 / SEC#: 801-130550

RIA

Registered Investment Advisory firm - (6/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/17/2024 Terminated)

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Contact information

Main Address

6784 Loop Road Suite# 208, Centerville, OH 45459

Mailing Address

Phone number

(855) 560-7171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC (2/3/2025)

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 140,048,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randolph E. Gantt

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Erik Gantt's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARTIFEX FINANCIAL GROUP, LLC

WEALTH DIMENSIONS GROUP, LTD.

FSC SECURITIES CORPORATION

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FIDUCIARY WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2009

Series 63

Date: 9/30/1999

Series 7

Date: 9/23/1999

Current Firm

FIDUCIARY WEALTH GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY WEALTH GROUP, LLC

TRUST BUT VERIFY

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