Bret A. Wilson

WILSON INVESTMENT SERVICES

Rockwall, TX

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CRD#: 3274285

Professional summary

Bret Allen Wilson, who also goes by Bret A Wilson, is a registered financial advisor currently at WILSON INVESTMENT SERVICES located in Rockwall, Texas.

Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bret has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bret A Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret Allen Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2014 - Present

WILSON INVESTMENT SERVICES

RIA

CRD#: 171157

Rockwall, TX

Past

June 6, 2005 - April 5, 2014

LEO BROKERAGE, LLC

RIA

CRD#: 109121

ROCKWALL, TX

Past

June 6, 2005 - April 5, 2014

LEO BROKERAGE, LLC

CRD#: 109121

ROCKWALL, TX

Past

June 16, 2004 - June 6, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKWALL, TX

Past

January 27, 2004 - June 6, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 24, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

October 24, 2000 - January 7, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

October 5, 1999 - September 25, 2000

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

PITTSFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILSON INVESTMENT SERVICES

WILSON INVESTMENT SERVICES | WILSON, BRET | WILSON INVESTMENT SERVICES, LLC

CRD#: 171157 / SEC#:

Texas

Registered Investment Advisory firm - (6/24/2014 Approved)

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Contact information

Main Address

Rockwall, TX

Mailing Address

Phone number

(972) 636-8958

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 14,798,178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bret A. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret Allen Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO BROKERAGE, LLC

LEO BROKERAGE, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BERKSHIRE EQUITY SALES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2004

Series 63

Date: 9/13/1999

Series 7

Date: 7/20/2000

Series 6

Date: 9/14/1999

Current Firm

WILSON INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON INVESTMENT SERVICES

TRUST BUT VERIFY

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