Jodie E. Wilson

LPL ENTERPRISE

ANN ARBOR, MI 48105

Some features on this profile are disabled

CRD#: 3274251

Professional summary

Jodie Elise Wilson, who also goes by Jodie Elise Slumpff, Jodie Wilson, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Ann Arbor, Michigan.

Jodie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jodie has worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jodie Elise Slumpff | Jodie Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodie Elise Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jodie Elise Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

LPL ENTERPRISE, LLC

Office #1: 24 Frank Lloyd Wright Drive Suite L-4000, Ann Arbor, MI 48105

RIA

CRD#: 8733

ANN ARBOR, MI

Current

May 4, 2026 - Present

LPL ENTERPRISE, LLC

Office #1: 24 Frank Lloyd Wright Drive Suite L-4000, Ann Arbor, MI 48105

RIA

CRD#: 8733

ANN ARBOR, MI

Past

January 2, 2025 - September 4, 2025

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Lincoln Park, MI

Past

January 2, 2025 - September 4, 2025

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

Lincoln Park, MI

Past

June 26, 2023 - June 21, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

New Baltimore, MI

Past

June 22, 2023 - June 21, 2024

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

New Baltimore, MI

Past

October 19, 2022 - February 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SOUTHGATE, MI

Past

October 19, 2022 - February 16, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SOUTHGATE, MI

Past

September 29, 2020 - October 12, 2022

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Lincoln Park, MI

Past

September 28, 2020 - October 12, 2022

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

March 29, 2018 - July 31, 2020

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

RIVERVIEW, MI

Past

March 6, 2017 - July 31, 2020

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

RIVERVIEW, MI

Past

April 1, 2016 - March 10, 2017

PFS INVESTMENTS INC.

CRD#: 10111

SOUTHGATE, MI

Past

August 28, 2014 - May 15, 2015

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630

TROY, MI

Past

September 9, 2013 - October 3, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

BRIGHTON, MI

Past

September 28, 2011 - February 16, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

AUBURN HILLS, MI

Past

September 26, 2011 - February 16, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

AUBURN HILLS, MI

Past

May 12, 2011 - August 25, 2011

NEW ENGLAND SECURITIES

CRD#: 615

SOUTHFIELD, MI

Past

September 18, 2009 - April 27, 2011

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

DEARBORN, MI

Past

September 17, 2009 - April 27, 2011

CITIZENS SECURITIES, INC.

CRD#: 39550

DEARBORN, MI

Past

July 30, 2008 - July 8, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

TRENTON, MI

Past

July 23, 2008 - July 8, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

TRENTON, MI

Past

June 24, 2008 - July 22, 2008

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

TRENTON, MI

Past

June 23, 2008 - July 22, 2008

NATCITY INVESTMENTS, INC.

CRD#: 17490

TRENTON, MI

Past

June 14, 2006 - June 6, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

WYANDOTTE, MI

Past

June 12, 2006 - June 6, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

WYANDOTTE, MI

Past

October 28, 2004 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DETROIT, MI

Past

October 19, 2004 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DETROIT, MI

Past

February 27, 2002 - September 24, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 26, 2001 - November 29, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

August 18, 1999 - October 4, 2000

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(5/4/2026)

IAR

Michigan
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/10/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/29/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

PREMIUM

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORNINGSTAR, MATTHEW EDWIN	CHIEF LEGAL OFFICER	2510742
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jodie E. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodie Elise Wilson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jodie Elise Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

PFS INVESTMENTS INC.

CSSC BROKERAGE SERVICES, INC.

MML INVESTORS SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

NEW ENGLAND SECURITIES

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC WEALTH, INC.

NYLIFE SECURITIES LLC

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2018

Series 63

Date: 9/3/1999

SIE

Date: 10/1/2018

Series 31

Date: 12/10/2004

Series 7

Date: 8/29/2000

Series 6

Date: 8/17/1999

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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