Bradford K. Neuman
Professional summary
Bradford Keith Neuman is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.
Bradford is registered as a RR (Registered Representative) and started their career in finance in 1999. Bradford has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradford Keith Neuman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2015 - Present
FRED ALGER & COMPANY, LLC
Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004May 28, 2004 - September 1, 2004
JEMMINI SECURITIES, LLC
March 1, 2000 - May 14, 2004
CREDIT SUISSE SECURITIES (USA) LLC
September 14, 1999 - March 14, 2000
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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