Thomas J. Romano

SYMMETRY PARTNERS

Glastonbury, CT 06033

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CRD#: 3274044

Professional summary

Thomas John Romano, who also goes by Thomas Romano, Tom Romano, is a registered financial advisor currently at SYMMETRY PARTNERS located in Glastonbury, Connecticut.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Romano | Tom Romano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SYMMETRY PARTNERS LLC, GLASTONBURY, CT, INVESTMENT RELATED-RIA, START DATE 02/06/2006, DIRECTOR OF SALES OPERATIONS, SUPPORT SYMMETRY'S BUSINESS DEVELOPMENT ISSUES, 200 HOURS PER MONTH WITH 100 DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Romano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2006 - Present

SYMMETRY PARTNERS

Office #1: 151 National Drive, Glastonbury, CT 06033

RIA

CRD#: 120982

Glastonbury, CT

Past

January 25, 2019 - October 14, 2025

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Glastonbury, CT

Past

January 4, 2002 - February 6, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYMMETRY PARTNERS

CRD#: 120982 / SEC#: 801-61342

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/14/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/25/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/3/2002

General Securities Representative Examination

Current Firm

SYMMETRY PARTNERS

CRD#: 120982 / SEC#: 801-61342

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

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Contact information

Main Address

151 National Drive, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 734-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYMMETRY PARTNERS, LLC FORM ADV PART 2 3/23 (9/8/2025)

Regulatory assets under management

Total Number of Accounts	13,224
AUM (Assets Under Management)	$ 5,718,728,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Romano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Romano's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

ADVEST, INC.

Primary Firm SEC Registration

SYMMETRY PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/2019

Series 66

Date: 1/14/2004

SIE

Date: 1/26/2019

Series 6

Date: 1/25/2019

Series 7

Date: 1/3/2002

Current Firm

SYMMETRY PARTNERS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYMMETRY PARTNERS

TRUST BUT VERIFY

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