Terrence T. Alexander
Professional summary
Terrence Thomas Alexander was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terrence is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Terrence had worked at 6 firms, which includes CHICAGO INVESTMENT GROUP LLC, CITIZENS SECURITIES INC., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, LASALLE FINANCIAL SERVICES INC., TD AMERITRADE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2008 - March 10, 2008
CHICAGO INVESTMENT GROUP, LLC
August 7, 2006 - November 16, 2007
CITIZENS SECURITIES, INC.
August 7, 2006 - November 16, 2007
CITIZENS SECURITIES, INC.
July 6, 2005 - August 2, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - August 2, 2006
CHASE INVESTMENT SERVICES CORP.
April 13, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 17, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
May 1, 2002 - September 17, 2002
LASALLE FINANCIAL SERVICES, INC.
February 14, 2000 - August 15, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
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