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GW

Gregory P. Wolf

GTS EXECUTION SERVICES LLC
New York, NY 10011
Some features on this profile are disabled
CRD#: 3273845
GW

Professional summary

Gregory Peter Wolf, who also goes by Gregory P Wolf, is a registered financial professional currently at GTS EXECUTION SERVICES LLC located in New York, New York and GTS SECURITIES LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2012. Gregory has worked at 3 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory P Wolf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Peter Wolf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2025 - Present

GTS EXECUTION SERVICES LLC

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011
BD
CRD#: 306364
New York, NY
Current

December 19, 2025 - Present

GTS SECURITIES LLC

Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011
BD
CRD#: 149224
NEW YORK, NY
Past

May 8, 2012 - February 25, 2025

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/7/2012
Operations Professional Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

GS
GTS SECURITIES LLC
GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: , 8-68126

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 Se 2nd Street Ste 4010, Miami, FL 33131
Mailing Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Phone number
(212) 715-2830
Established
Delaware since 12/03/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event38

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GTS SECURITIES LLC

CRD#: 149224New York, NY 10011

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