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John Sebastion Cangialosi

CRD# 3273830·Registered 2001 - 2022
Barred: John Sebastion Cangialosi was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Sebastion Cangialosi, who also goes by John S Cangialosi, John Sebastion Cangialosi Jr., was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2001 - 2022. John had worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John S Cangialosi, John Sebastion Cangialosi Jr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

SW FINANCIAL·CRD# 145012
BD
New York, NY
December 10, 2019 - August 16, 2022
WORDEN CAPITAL MANAGEMENT LLC·CRD# 148366
BD
New York, NY
November 4, 2016 - December 10, 2019
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
August 21, 2013 - November 9, 2016
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Staten Island, NY
June 20, 2012 - August 30, 2013
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
Staten Island, NY
October 9, 2009 - June 22, 2012
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Staten Island, NY
August 1, 2006 - February 17, 2009
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Staten Island, NY
June 2, 2004 - August 2, 2006
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
December 12, 2001 - June 24, 2004

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Current Firm

SF
SW FINANCIAL

SALOMON WHITNEY FINANCIAL | SW FINANCIAL | SALOMON WHITNEY LLC

CRD#: 145012 / SEC#: 8-67688
BD
Terminated by SEC on 05/20/2026

Contact Information

Established

New York since 06/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ANGIA HOLDINGS, LLC75.1% OWNER—

Disclosures

Regulatory Event

7

Arbitration

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2002About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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