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NP

Nicholas J. Paliotta Ii

METRIC FINANCIAL
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 3273631
NP

Professional summary

Nicholas John Paliotta Ii, who also goes by John Paliotta, N. John Paliotta, Nicholas John Paliotta, is a registered financial professional currently at METRIC FINANCIAL, LLC located in Atlanta, Georgia.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1999. Nicholas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Paliotta | N. John Paliotta | Nicholas John Paliotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas John Paliotta Ii's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2026 - Present

METRIC FINANCIAL, LLC

Office #1: 1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
BD
CRD#: 33324
Atlanta, GA
Past

November 29, 2018 - July 1, 2025

EMERSON EQUITY LLC

BD
CRD#: 130032
Plano, TX
Past

September 21, 2016 - February 1, 2017

EMERSON EQUITY LLC

BD
CRD#: 130032
Irving, TX
Past

November 8, 2011 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
SCOTTSDALE, AZ
Past

July 9, 2004 - October 17, 2011

PROVASI CAPITAL PARTNERS LP

BD
CRD#: 119539
ADDISON, TX
Past

November 6, 2002 - February 18, 2004

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
STAMFORD, CT
Past

January 1, 2002 - February 18, 2004

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

August 14, 1999 - January 1, 2002

MANULIFE WOOD LOGAN, INC.

BD
CRD#: 19177
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/18/2026)
RR
Texas
(3/18/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/5/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MF
METRIC FINANCIAL, LLC
METRIC FINANCIAL INC. | NEWBURY, PIRET SECURITIES, INC. | NEWBURY, PIRET & CO., INC. | NEWBURY PIRET COMPANY | NEWBURY PIRET & CO. | METRIC FINANCIAL, LLC

CRD#: 33324 / SEC#: , 8-46684

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Mailing Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Phone number
(678) 528-1151
Established
Georgia since 05/01/1981
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRELLA MANAGEMENT LLC.MEMBER
GRELLA, JOHN EDWARDCEO6757707
JONES, SHARON DOSTERFINOP/PFO/POO/CCO3124470

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METRIC FINANCIAL, LLC

CRD#: 33324Atlanta, GA 30309

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