Michael T. Jeffries

ORION PORTFOLIO SOLUTIONS

Omaha, NE 68130

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CRD#: 3273562

Professional summary

Michael T Jeffries, who also goes by Michael Thomas Jeffries, is a registered financial advisor currently at ORION PORTFOLIO SOLUTIONS, LLC located in Omaha, Nebraska and BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Thomas Jeffries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF OTHER BUSINESS: TRUST ; INVESTMENT RELATED: NO ADDRESS: NOVELTY OH 44072 NATURE OF BUSINESS: TRUST START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: NONE AT THIS MOMENT ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE AT THIS MOMENT ; BRIEF DESCRIPTION OF DUTIES: DUTIES AS DESIGNATED IN TRUST ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Jeffries's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2024 - Present

ORION PORTFOLIO SOLUTIONS, LLC

Office #1: 17605 Wright St, Omaha, NE 68130

RIA

CRD#: 107975

Omaha, NE

Current

April 11, 2024 - Present

BRINKER CAPITAL SECURITIES, LLC

Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312

CRD#: 38123

Berwyn, PA

Past

September 9, 2015 - November 9, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

el segundo, CA

Past

September 9, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

EL SEGUNDO, CA

Past

February 10, 2015 - December 23, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

El Segundo, CA

Past

February 10, 2015 - November 9, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

EL SEGUNDO, CA

Past

February 10, 2015 - December 14, 2016

LEGEND EQUITIES CORPORATION

CRD#: 30999

El Segundo, CA

Past

February 10, 2015 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

EL SEGUNDO, CA

Past

January 21, 2015 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

EL SEGUNDO, CA

Past

August 20, 2012 - March 4, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

EL SEGUNDO, CA

Past

August 17, 2012 - March 4, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

EL SEGUNDO, CA

Past

October 13, 2010 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

April 8, 2009 - March 4, 2024

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

EL SEGUNDO, CA

Past

March 24, 2009 - August 3, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

EL SEGUNDO, CA

Past

March 24, 2009 - March 4, 2024

CETERA ADVISORS LLC

CRD#: 10299

EL SEGUNDO, CA

Past

June 6, 2008 - March 4, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORION PORTFOLIO SOLUTIONS, LLC

CRD#: 107975 / SEC#: 801-57265

RIA

Registered Investment Advisory firm - (1/1/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ORION PORTFOLIO SOLUTIONS, LLC

CRD#: 107975 / SEC#: 801-57265

RIA

Registered Investment Advisory firm - (1/1/2000 Approved)

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Contact information

Main Address

17605 Wright St, Omaha, NE 68130

Mailing Address

2300 Litton Lane Suite 100, Hebron, KY 41048

Phone number

(859) 426-2000

Established

Firm type

Fiscal year end

# of Employees

350

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORION PORTFOLIO SOLUTIONS, LLC FORM ADV PART 2A (8/11/2025)

ORION PORTFOLIO SOLUTIONS, LLC WRAP FEE BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	203,878
AUM (Assets Under Management)	$ 57,658,151,186

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
10/21/2024	Cover Page	Report
01/17/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Jeffries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Jeffries's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRINKER CAPITAL SECURITIES, LLC

VSR FINANCIAL SERVICES, INC.

GIRARD SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

INVESTORS CAPITAL CORP.

LEGEND EQUITIES CORPORATION

SUMMIT BROKERAGE SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

VOYA FINANCIAL ADVISORS, INC.

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

ORION PORTFOLIO SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2008

FINRA

Current Firm

ORION PORTFOLIO SOLUTIONS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORION PORTFOLIO SOLUTIONS, LLC

TRUST BUT VERIFY

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