Roger Belkin
Professional summary
Roger Belkin, who also goes by Roger E Belkin, Roger Evan Belkin, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX FINANCIAL INC. located in New York, New York.
Roger is registered as a RR (Registered Representative) and started their career in finance in 2000. Roger has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Belkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2010 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155Office #2: 150 E 58th Street 17th Floor, New York, NY 10155June 9, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155May 31, 2007 - September 8, 2010
RUSHMORE CAPITAL, INC.
May 29, 2007 - September 8, 2010
DOMESTIC SECURITIES, INC.
May 9, 2005 - May 29, 2007
OLYMPUS SECURITIES, LLC
June 16, 2003 - March 29, 2005
BROKERAGEAMERICA, LLC
January 28, 2003 - May 29, 2003
LADENBURG THALMANN & CO. INC.
April 15, 2002 - January 15, 2003
BROKERAGEAMERICA, LLC
March 18, 2002 - April 15, 2002
BROKERAGEAMERICA, INC
December 14, 2000 - November 15, 2001
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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